Preparing for SMCR
Is your organisation ready to be compliant with the SMCR rules being implemented by the FCA from 9th December 2019.
The aim of the Senior Managers and Certification Regime (SM&CR) is to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence.
APS have helped our clients with SMCR compliance and we can help organisations who are still yet to be compliant by conducting workshop reviews and covering the regulation and mapping this against the organisations structure / controls to identify strengths and weaknesses. We then tailor plans to address any areas that aren’t covered as well as evidence of compliance for review an sign off.
Doing nothing as an organisations puts you at risk of a large fine or at worst the FCA taking away your licence.
For a discussion around our SMCR compliance please contact us on 020 452 65592 or email us firstname.lastname@example.org